---
title: "UBS Securities Australia LTD SWIFT/BIC code UWAEAU21XXX · Australia | Elucidate"
description: "In the UBS G-SIB group (FSB bucket 2). SWIFT/BIC code UWAEAU21XXX for UBS Securities Australia LTD, Australia. 1 branch BIC, LEI 5493003HEK7SMADQJE10."
url: https://elucidate.co/directory/ubs-securities-australia-ltd-uwaeau21
---
1. [Directory](https://elucidate.co/directory)
2. [Australia](https://elucidate.co/directory/country/au)
3. UBS Securities Australia LTD
Australia · Financial institution
# UBS Securities Australia LTD
FSB G-SIB list 2025
2
Bucket 2 of 5 · listed since 2011
In a G-SIB group · UBS
[FSB 2025 list ↗](https://www.fsb.org/2025/11/2025-list-of-global-systemically-important-banks-g-sibs/) [What is a G-SIB? ↗](https://www.fsb.org/work-of-the-fsb/market-and-institutional-resilience/post-2008-financial-crisis-reforms/ending-too-big-to-fail/global-systemically-important-financial-institutions-g-sifis/)
BIC **UWAEAU21XXX** LEI **[5493003HEK7SMADQJE10](https://search.gleif.org/#/record/5493003HEK7SMADQJE10)** Licence no. **Not on a tracked register** Passive participant (no connection) [**1** branch code](https://elucidate.co/directory/ubs-securities-australia-ltd-uwaeau21#branches) [Group: UBS Group AG](https://elucidate.co/directory/group/549300SZJ9VS8SGXAN81) [Claim this profile](https://elucidate.co/directory/ubs-securities-australia-ltd-uwaeau21#claim)
## Licences and registrations
Matched by LEI on the 22 tracked registers
None matched by LEI in the 22 tracked registers.
- The tracked registers cover payment, e-money, crypto and money-service firms in 37 countries. Bank licences from national supervisors are not tracked.
## Regulatory status
### FSB · global systemically important banks
2025 list
- **G-SIB:** UBS
- **Relation:** In a G-SIB groupGLEIF records a G-SIB entity as this legal entity’s ultimate parent. The bucket applies to the group, and membership does not make this entity a bank.
- **Bucket:** 2 of 5 · extra capital buffer 1.5% of risk-weighted assets
- **On the list since:** 2011
## Swift network
Swift’s ISO 9362 BIC directory
- **BIC:** UWAEAU21XXX head office
- **Connection to Swift:** Passive participant (no connection)
- **Swift GPI:** Not on the member list
- **Payment schemes and systems:** No entry in the EPC registers, the ECB T2 and TIPS lists or the SIX Bank Master cites this BIC
- **Branch codes:** [1 branch code](https://elucidate.co/directory/ubs-securities-australia-ltd-uwaeau21#branches)
- **BIC first registered:** 2002-11-30
- **Last updated:** 2010-11-06
## Identifiers
Head-office record
- **BIC:** UWAEAU21XXX
- **How the BIC breaks down:** 1. UWAE Bank 2. AU Country · Australia 3. 21 Location · passive 4. XXX Branch · head office
- **Branch description:** Not recorded in the directory
- **LEI:** 5493003HEK7SMADQJE10
- **LEI record:** [View on GLEIF ↗](https://search.gleif.org/#/record/5493003HEK7SMADQJE10)
- **How the LEI was matched:** BIC: Mapped to this BIC in the Swift and GLEIF BIC-to-LEI relationship file.
## Profile
- **Type:** Financial institution
- **Regulation:** Not on a tracked register
- **Register licences:** None matched by LEI in the 22 tracked registersThe tracked registers cover payment, e-money, crypto and money-service firms in 37 countries. Bank licences from national supervisors are not tracked.
- **Country · region:** Australia · East Asia & Pacific
- **FSB G-SIB list:** [In a G-SIB group · UBS](https://elucidate.co/directory/ubs-securities-australia-ltd-uwaeau21#regulatory) list of 2025
- **Trading venues (MIC):** No MIC registered under this LEI list of 2026-09-17
- **OFAC sanctions:** No listing cites this BIC
- **EU sanctions:** No listing matched this BIC or its LEI
- **Country sanctions:** No country programme
Types come from Swift’s BIC classification, the licences on the 22 tracked registers, and the ECB and FSB bank lists. Most banks outside the euro area appear as financial institutions, because their supervisors’ registers are not tracked yet.
No licence or registration was found for this entity on the 22 registers the directory tracks, or on the ECB and FSB bank lists. Most banks are licensed by national supervisors whose registers are not tracked yet. This does not mean that the institution is unregulated.
## Ownership and group
GLEIF relationship records
- **Ultimate parent:** [UBS Group AG](https://elucidate.co/directory/ubs-group-ag-ubsgchzh) · Switzerland[549300SZJ9VS8SGXAN81 ↗](https://search.gleif.org/#/record/549300SZJ9VS8SGXAN81)
- **FSB G-SIB list:** [In a G-SIB group · UBS](https://elucidate.co/directory/group/549300SZJ9VS8SGXAN81) bucket 2 · 2025 list GLEIF records a G-SIB entity as this legal entity’s ultimate parent. The bucket applies to the group, and membership does not make this entity a bank.
The UBS Group AG group has 54 institutions in the directory, in 24 countries: all hold a BIC.
Including [UBS AG London Branch](https://elucidate.co/directory/ubs-ag-london-branch-ubswgb2l), [UBS AG Stamford Branch](https://elucidate.co/directory/ubs-ag-stamford-branch-ubswus33), [UBS Europe SE](https://elucidate.co/directory/ubs-europe-se-smhbdeff), [UBS Europe SE](https://elucidate.co/directory/ubs-europe-se-ubswde24), [UBS Europe SE, Luxembourg Branch](https://elucidate.co/directory/ubs-europe-se-luxembourg-branch-ubswlull).
[See the UBS Group AG group →](https://elucidate.co/directory/group/549300SZJ9VS8SGXAN81)
Group membership follows the accounting-consolidation relationships reported to GLEIF. It does not show ownership shares or control.
## Addresses
- **Registered address:** CHIFLEY TOWER FLOOR 16 2 CHIFLEY SQUARE SYDNEY 2000 AUSTRALIA
- **Operational address:** CHIFLEY TOWER FLOOR 16 2 CHIFLEY SQUARE SYDNEY SYDNEY 2000 AUSTRALIA
## ISO 20022 identification
As an agent in a Swift cross-border payment message (CBPR+)
A CBPR+ message identifies this institution by its BIC, and may add its LEI or a clearing code. CBPR+ does not allow a name and postal address next to a BIC.
- **Identified by:** BIC, with its LEI
- **Roles in CBPR+:** Debtor agent, creditor agent or an intermediary agent
### CBPR+
For cross-border payments on Swift: the BIC, with the LEI and clearing code where known
```xml
UWAEAU21XXX
5493003HEK7SMADQJE10
```
### Full record
Every ISO 20022 element the directory holds. Base ISO 20022 allows them together. CBPR+ does not allow a name and address next to a BIC
```xml
UWAEAU21XXX
5493003HEK7SMADQJE10
UBS SECURITIES AUSTRALIA LTD
SYDNEY
AU
CHIFLEY TOWER FLOOR 16 2 CHIFLEY SQUARE SYDNEY 2000
```
This BIC is not connected to Swift. Messages reach the institution through a correspondent bank, so it cannot be the instructing or instructed agent.
The BIC, name and address are as published in Swift’s BIC directory. The LEI comes from the Swift and GLEIF BIC-to-LEI file. Check them against your own records before use.
## Network
### Branch codes
| BIC | Branch | City | Address | LEI | Updated |
| --- | --- | --- | --- | --- | --- |
| [UWAEAU21SSE](https://elucidate.co/directory/ubs-securities-australia-ltd-uwaeau21-sse) | NEW UBS AUST BIC POST SETTLEMENT SYSTEM MIGRATION | Sydney | SYDNEY SYDNEY AUSTRALIA | — | 2013-10-05 |
[See every BIC in Australia →](https://elucidate.co/directory/country/au#bics)
## Related institutions
### Same group
- [UBS Asset Management (Australia) LTD BIC UGAMAU21 Financial institution Not on a tracked register Australia · Not on a tracked register · LEI 549300UV4C6WSBB8SL67](https://elucidate.co/directory/ubs-asset-management-australia-ltd-ugamau21)
- [UBS Europe SE BIC SMHBDEFF Credit institution Prudential licence Germany · On the ECB list of supervised entities · LEI 5299007QVIQ7IO64NX37](https://elucidate.co/directory/ubs-europe-se-smhbdeff)
- [UBS AG BIC UBSBCHZZ Credit institution Prudential licence Switzerland · On the FSB G-SIB list · LEI BFM8T61CT2L1QCEMIK50](https://elucidate.co/directory/ubs-ag-ubsbchzz)
- [Credit Suisse Securities (Europe) Limited BIC CSFBGB2L Financial institution Not on a tracked register United Kingdom · Not on a tracked register · LEI DL6FFRRLF74S01HE2M14](https://elucidate.co/directory/credit-suisse-securities-europe-limited-csfbgb2l)
- [UBS Financial Services Inc BIC WEBRUS33 Financial institution Not on a tracked register United States · Not on a tracked register · LEI ETYRV6ORNFJB5NONI676](https://elucidate.co/directory/ubs-financial-services-inc-webrus33)
- [Credit Suisse International BIC CSFPGB2L Financial institution Not on a tracked register United Kingdom · Not on a tracked register · LEI E58DKGMJYYYJLN8C3868](https://elucidate.co/directory/credit-suisse-international-csfpgb2l)
- [Credit Suisse Securities (USA) LLC BIC CSFBUS33 Financial institution Not on a tracked register United States · Not on a tracked register · LEI 1V8Y6QCX6YMJ2OELII46](https://elucidate.co/directory/credit-suisse-securities-usa-llc-csfbus33)
- [Banco de Investimentos UBS (Brasil) S.A. BIC BIGABRRJ Financial institution Not on a tracked register Brazil · Not on a tracked register · LEI 5493009NOBCCL6BI4R68](https://elucidate.co/directory/banco-de-investimentos-ubs-brasil-s-a-bigabrrj)
[All 54 institutions in the UBS Group AG group →](https://elucidate.co/directory/group/549300SZJ9VS8SGXAN81)
### Largest institutions in Australia
- [BNP Paribas Australia BIC PARBAUS1 Financial institution Not on a tracked register Australia · Not on a tracked register · No LEI mapped](https://elucidate.co/directory/bnp-paribas-australia-parbaus1)
- [Austraclear Limited BIC ACLRAU2S Financial institution Not on a tracked register Australia · Not on a tracked register · LEI 549300SW1A0SWG24LO05](https://elucidate.co/directory/austraclear-limited-aclrau2s)
- [Bank of China Limited, Sydney Branch BIC BKCHAU2S Credit institution Prudential licence Australia · On the FSB G-SIB list · LEI 54930053HGCFWVHYZX42](https://elucidate.co/directory/bank-of-china-limited-sydney-branch-bkchau2s)
- [Jpmorgan Chase Bank, N. A. - Sydney Branch BIC CHASAU2X Credit institution Prudential licence Australia · On the FSB G-SIB list · LEI 7H6GLXDRUGQFU57RNE97](https://elucidate.co/directory/jpmorgan-chase-bank-n-a-sydney-branch-chasau2x)
- [National Australia Bank Limited BIC NATAAU33 Financial institution Not on a tracked register Australia · Not on a tracked register · LEI F8SB4JFBSYQFRQEH3Z21](https://elucidate.co/directory/national-australia-bank-limited-nataau33)
- [Bank of China (Australia) Limited BIC BKCHAU2A Financial institution Not on a tracked register Australia · Not on a tracked register · LEI 549300WTHUV5DF3HHH67](https://elucidate.co/directory/bank-of-china-australia-limited-bkchau2a)
- [Etfs Management (Aus) Limited BIC ETMAAU21 Financial institution Not on a tracked register Australia · Not on a tracked register · LEI 213800PL6I726XOBAO45](https://elucidate.co/directory/etfs-management-aus-limited-etmaau21)
- [Australia and New Zealand Banking Group Limited BIC ANZBAU3M Financial institution Not on a tracked register Australia · Not on a tracked register · LEI JHE42UYNWWTJB8YTTU19](https://elucidate.co/directory/australia-and-new-zealand-banking-group-limited-anzbau3m)
[See every BIC in Australia →](https://elucidate.co/directory/country/au#bics)
Claim this profile
## Work at UBS Securities Australia LTD?
Claim this page to have it marked as verified by the bank, and to send us corrections. We verify every claim before anything changes on the page.
1. 01 **Submit** Tell us who you are, using your work email.
2. 02 **We verify** We check the email domain and confirm your role with the bank. This usually takes up to five business days.
3. 03 **Profile claimed** The page is marked as claimed and verified. You can send us corrections at any time.
Sources & method
Every value comes from a public source, such as Swift’s ISO 9362 BIC directory, GLEIF or the OFAC and EU sanctions lists. Most sources are matched on a BIC or an LEI, not on a name.
Swift GPI membership is matched on names and is indicative. A missing sanctions match does not mean that no listing applies. Always screen against the official lists.
The sanctions facts on this page cover the BIC and its LEI only.
An institution is one entry in the directory: a BIC8 in Swift’s directory, or a firm on a tracked register that holds no BIC. Licences held by an institution with a BIC are shown on its page.
[Read the methodology →](https://elucidate.co/directory/methodology)
Credits for this page
- **Ownership and group**—GLEIF Level 2 relationship records (accounting consolidation), matched by LEI.
## Assess the financial crime risk behind a BIC
A BIC identifies an institution; it does not assess it. The [Elucidate FinCrime Index (EFI)](https://elucidate.co/ratings) is an independent score of the financial crime risk of banks, built for correspondent banking and counterparty due diligence.
[Book a demo](https://elucidate.co/demo-request)
Licence and registration data are drawn from the public registers of the regulators named on each page and shown for information only; the official register is always the authority. LEIs and ownership are from GLEIF. Directory and gpi data are drawn from SWIFT's public sources. SWIFT, Swift gpi and UETR are trademarks of S.W.I.F.T. SC, Avenue Adèle 1, 1310 La Hulpe, Belgium. Elucidate is not affiliated with, endorsed by or sponsored by SWIFT or any regulator named here. Elucidate does not provide payment or other financial services.