---
title: "UBS Securities Canada Inc SWIFT/BIC code UBSWCATSXXX · Canada | Elucidate"
description: "In the UBS G-SIB group (FSB bucket 2). SWIFT/BIC code UBSWCATSXXX for UBS Securities Canada Inc, Canada. Head-office BIC, LEI 549300OQTBW7J6DYG658."
url: https://elucidate.co/directory/ubs-securities-canada-inc-ubswcats
---
1. [Directory](https://elucidate.co/directory)
2. [Canada](https://elucidate.co/directory/country/ca)
3. UBS Securities Canada Inc
Canada · Financial institution
# UBS Securities Canada Inc
Legal name in the LEI record UBS Securities Canada Inc.
FSB G-SIB list 2025
2
Bucket 2 of 5 · listed since 2011
In a G-SIB group · UBS
[FSB 2025 list ↗](https://www.fsb.org/2025/11/2025-list-of-global-systemically-important-banks-g-sibs/) [What is a G-SIB? ↗](https://www.fsb.org/work-of-the-fsb/market-and-institutional-resilience/post-2008-financial-crisis-reforms/ending-too-big-to-fail/global-systemically-important-financial-institutions-g-sifis/)
BIC **UBSWCATSXXX** LEI **[549300OQTBW7J6DYG658](https://search.gleif.org/#/record/549300OQTBW7J6DYG658)** Licence no. **Not on a tracked register** Connected to Swift Head-office BIC only [Group: UBS Group AG](https://elucidate.co/directory/group/549300SZJ9VS8SGXAN81) [Claim this profile](https://elucidate.co/directory/ubs-securities-canada-inc-ubswcats#claim)
## Licences and registrations
Matched by LEI on the 22 tracked registers
None matched by LEI in the 22 tracked registers.
- The tracked registers cover payment, e-money, crypto and money-service firms in 37 countries. Bank licences from national supervisors are not tracked.
## Regulatory status
### FSB · global systemically important banks
2025 list
- **G-SIB:** UBS
- **Relation:** In a G-SIB groupGLEIF records a G-SIB entity as this legal entity’s ultimate parent. The bucket applies to the group, and membership does not make this entity a bank.
- **Bucket:** 2 of 5 · extra capital buffer 1.5% of risk-weighted assets
- **On the list since:** 2011
## Swift network
Swift’s ISO 9362 BIC directory
- **BIC:** UBSWCATSXXX head office
- **Connection to Swift:** Connected to Swift
- **Swift GPI:** Not on the member list
- **Payment schemes and systems:** No entry in the EPC registers, the ECB T2 and TIPS lists or the SIX Bank Master cites this BIC
- **Branch codes:** None: head-office BIC only
- **BIC first registered:** 2016-03-12
- **Last updated:** 2024-02-16
## Identifiers
Head-office record
- **BIC:** UBSWCATSXXX
- **How the BIC breaks down:** 1. UBSW Bank 2. CA Country · Canada 3. TS Location 4. XXX Branch · head office
- **Branch description:** Not recorded in the directory
- **LEI:** 549300OQTBW7J6DYG658
- **LEI record:** [View on GLEIF ↗](https://search.gleif.org/#/record/549300OQTBW7J6DYG658)
- **How the LEI was matched:** BIC: Mapped to this BIC in the Swift and GLEIF BIC-to-LEI relationship file.
## Profile
- **Type:** Financial institution
- **Regulation:** Not on a tracked register
- **Register licences:** None matched by LEI in the 22 tracked registersThe tracked registers cover payment, e-money, crypto and money-service firms in 37 countries. Bank licences from national supervisors are not tracked.
- **Country · region:** Canada · North America
- **FSB G-SIB list:** [In a G-SIB group · UBS](https://elucidate.co/directory/ubs-securities-canada-inc-ubswcats#regulatory) list of 2025
- **Trading venues (MIC):** No MIC registered under this LEI list of 2026-09-17
- **OFAC sanctions:** No listing cites this BIC
- **EU sanctions:** No listing matched this BIC or its LEI
- **Country sanctions:** No country programme
Types come from Swift’s BIC classification, the licences on the 22 tracked registers, and the ECB and FSB bank lists. Most banks outside the euro area appear as financial institutions, because their supervisors’ registers are not tracked yet.
No licence or registration was found for this entity on the 22 registers the directory tracks, or on the ECB and FSB bank lists. Most banks are licensed by national supervisors whose registers are not tracked yet. This does not mean that the institution is unregulated.
## Ownership and group
GLEIF relationship records
- **Direct parent:** [UBS AG](https://elucidate.co/directory/ubs-ag-ubsbchzz) · Switzerland[BFM8T61CT2L1QCEMIK50 ↗](https://search.gleif.org/#/record/BFM8T61CT2L1QCEMIK50)
- **Ultimate parent:** [UBS Group AG](https://elucidate.co/directory/ubs-group-ag-ubsgchzh) · Switzerland[549300SZJ9VS8SGXAN81 ↗](https://search.gleif.org/#/record/549300SZJ9VS8SGXAN81)
- **FSB G-SIB list:** [In a G-SIB group · UBS](https://elucidate.co/directory/group/549300SZJ9VS8SGXAN81) bucket 2 · 2025 list GLEIF records a G-SIB entity as this legal entity’s ultimate parent. The bucket applies to the group, and membership does not make this entity a bank.
The UBS Group AG group has 54 institutions in the directory, in 24 countries: all hold a BIC.
Including [UBS AG London Branch](https://elucidate.co/directory/ubs-ag-london-branch-ubswgb2l), [UBS AG Stamford Branch](https://elucidate.co/directory/ubs-ag-stamford-branch-ubswus33), [UBS Europe SE](https://elucidate.co/directory/ubs-europe-se-smhbdeff), [UBS Europe SE](https://elucidate.co/directory/ubs-europe-se-ubswde24), [UBS Europe SE, Luxembourg Branch](https://elucidate.co/directory/ubs-europe-se-luxembourg-branch-ubswlull).
[See the UBS Group AG group →](https://elucidate.co/directory/group/549300SZJ9VS8SGXAN81)
Group membership follows the accounting-consolidation relationships reported to GLEIF. It does not show ownership shares or control.
## Addresses
- **Registered address:** BROOKFIELD PLACE SUITE 4100 FLOOR 41 161 BAY STREET TORONTO M5J 2S1 CANADA
- **Operational address:** BROOKFIELD PLACE SUITE 4100 FLOOR 41 161 BAY STREET TORONTO TORONTO M5J 2S1 CANADA
## ISO 20022 identification
As an agent in a Swift cross-border payment message (CBPR+)
A CBPR+ message identifies this institution by its BIC, and may add its LEI or a clearing code. CBPR+ does not allow a name and postal address next to a BIC.
- **Identified by:** BIC, with its LEI
- **Roles in CBPR+:** Any agent, including the instructing and instructed agents
### CBPR+
For cross-border payments on Swift: the BIC, with the LEI and clearing code where known
```xml
UBSWCATSXXX
549300OQTBW7J6DYG658
```
### Full record
Every ISO 20022 element the directory holds. Base ISO 20022 allows them together. CBPR+ does not allow a name and address next to a BIC
```xml
UBSWCATSXXX
549300OQTBW7J6DYG658
UBS SECURITIES CANADA INC
TORONTO
CA
BROOKFIELD PLACE SUITE 4100 FLOOR 41 161 BAY STREET TORONTO M5J 2S1
```
The BIC, name and address are as published in Swift’s BIC directory. The LEI comes from the Swift and GLEIF BIC-to-LEI file. Check them against your own records before use.
## Related institutions
### Same group
- [UBS Europe SE BIC SMHBDEFF Credit institution Prudential licence Germany · On the ECB list of supervised entities · LEI 5299007QVIQ7IO64NX37](https://elucidate.co/directory/ubs-europe-se-smhbdeff)
- [UBS AG BIC UBSBCHZZ Credit institution Prudential licence Switzerland · On the FSB G-SIB list · LEI BFM8T61CT2L1QCEMIK50](https://elucidate.co/directory/ubs-ag-ubsbchzz)
- [Credit Suisse Securities (Europe) Limited BIC CSFBGB2L Financial institution Not on a tracked register United Kingdom · Not on a tracked register · LEI DL6FFRRLF74S01HE2M14](https://elucidate.co/directory/credit-suisse-securities-europe-limited-csfbgb2l)
- [UBS Financial Services Inc BIC WEBRUS33 Financial institution Not on a tracked register United States · Not on a tracked register · LEI ETYRV6ORNFJB5NONI676](https://elucidate.co/directory/ubs-financial-services-inc-webrus33)
- [Credit Suisse International BIC CSFPGB2L Financial institution Not on a tracked register United Kingdom · Not on a tracked register · LEI E58DKGMJYYYJLN8C3868](https://elucidate.co/directory/credit-suisse-international-csfpgb2l)
- [Credit Suisse Securities (USA) LLC BIC CSFBUS33 Financial institution Not on a tracked register United States · Not on a tracked register · LEI 1V8Y6QCX6YMJ2OELII46](https://elucidate.co/directory/credit-suisse-securities-usa-llc-csfbus33)
- [Banco de Investimentos UBS (Brasil) S.A. BIC BIGABRRJ Financial institution Not on a tracked register Brazil · Not on a tracked register · LEI 5493009NOBCCL6BI4R68](https://elucidate.co/directory/banco-de-investimentos-ubs-brasil-s-a-bigabrrj)
- [UBS Securities LLC BIC UBSWUS3N Financial institution Not on a tracked register United States · Not on a tracked register · LEI T6FIZBDPKLYJKFCRVK44](https://elucidate.co/directory/ubs-securities-llc-ubswus3n)
[All 54 institutions in the UBS Group AG group →](https://elucidate.co/directory/group/549300SZJ9VS8SGXAN81)
### Same name, different BIC
- [UBS Securities Canada Inc BIC BUNWCAT1 Financial institution Not on a tracked register Canada · Not on a tracked register · No LEI mapped](https://elucidate.co/directory/ubs-securities-canada-inc-bunwcat1)
### Largest institutions in Canada
- [The Bank of Nova Scotia BIC NOSCCATT Financial institution Not on a tracked register Canada · Not on a tracked register · LEI L3I9ZG2KFGXZ61BMYR72](https://elucidate.co/directory/the-bank-of-nova-scotia-nosccatt)
- [Ss and C Technologies Canada Corp. BIC FMCCCATM Financial institution Not on a tracked register Canada · Not on a tracked register · No LEI mapped](https://elucidate.co/directory/ss-and-c-technologies-canada-corp-fmcccatm)
- [Globaltrade Corporation BIC GLCRCATT Non-financial corporate Not on a tracked register Canada · Not on a tracked register · No LEI mapped](https://elucidate.co/directory/globaltrade-corporation-glcrcatt)
- [Bank of Montreal BIC BOFMCAM2 Financial institution Not on a tracked register Canada · Not on a tracked register · LEI NQQ6HPCNCCU6TUTQYE16](https://elucidate.co/directory/bank-of-montreal-bofmcam2)
- [Royal Bank of Canada BIC ROYCCAT2 Credit institution Prudential licence Canada · On the FSB G-SIB list · LEI ES7IP3U3RHIGC71XBU11](https://elucidate.co/directory/royal-bank-of-canada-royccat2)
- [The Bank of Nova Scotia BIC NOSCCATM Financial institution Not on a tracked register Canada · Not on a tracked register · No LEI mapped](https://elucidate.co/directory/the-bank-of-nova-scotia-nosccatm)
- [Banque Nationale du Canada BIC BNDCCAMM Financial institution Not on a tracked register Canada · Not on a tracked register · LEI BSGEFEIOM18Y80CKCV46](https://elucidate.co/directory/banque-nationale-du-canada-bndccamm)
- [Central 1 Credit Union BIC CUCXCATT Financial institution Not on a tracked register Canada · Not on a tracked register · LEI 549300XXHOD8SXSZKY72](https://elucidate.co/directory/central-1-credit-union-cucxcatt)
[See every BIC in Canada →](https://elucidate.co/directory/country/ca#bics)
Claim this profile
## Work at UBS Securities Canada Inc?
Claim this page to have it marked as verified by the bank, and to send us corrections. We verify every claim before anything changes on the page.
1. 01 **Submit** Tell us who you are, using your work email.
2. 02 **We verify** We check the email domain and confirm your role with the bank. This usually takes up to five business days.
3. 03 **Profile claimed** The page is marked as claimed and verified. You can send us corrections at any time.
Sources & method
Every value comes from a public source, such as Swift’s ISO 9362 BIC directory, GLEIF or the OFAC and EU sanctions lists. Most sources are matched on a BIC or an LEI, not on a name.
Swift GPI membership is matched on names and is indicative. A missing sanctions match does not mean that no listing applies. Always screen against the official lists.
The sanctions facts on this page cover the BIC and its LEI only.
An institution is one entry in the directory: a BIC8 in Swift’s directory, or a firm on a tracked register that holds no BIC. Licences held by an institution with a BIC are shown on its page.
[Read the methodology →](https://elucidate.co/directory/methodology)
Credits for this page
- **Ownership and group**—GLEIF Level 2 relationship records (accounting consolidation), matched by LEI.
## Assess the financial crime risk behind a BIC
A BIC identifies an institution; it does not assess it. The [Elucidate FinCrime Index (EFI)](https://elucidate.co/ratings) is an independent score of the financial crime risk of banks, built for correspondent banking and counterparty due diligence.
[Book a demo](https://elucidate.co/demo-request)
Licence and registration data are drawn from the public registers of the regulators named on each page and shown for information only; the official register is always the authority. LEIs and ownership are from GLEIF. Directory and gpi data are drawn from SWIFT's public sources. SWIFT, Swift gpi and UETR are trademarks of S.W.I.F.T. SC, Avenue Adèle 1, 1310 La Hulpe, Belgium. Elucidate is not affiliated with, endorsed by or sponsored by SWIFT or any regulator named here. Elucidate does not provide payment or other financial services.