India · Financial institution
Au Small Finance Bank Limited
AU Small Finance Bank Limited is a scheduled commercial bank licensed as a small finance bank in India. Its head office is in Jaipur, Rajasthan, and its corporate office is in Mumbai. Its shares are listed on NSE and BSE, and its founder, Sanjay Agarwal, is the largest individual shareholder. It provides deposits, vehicle and mortgage lending, SME and commercial loans, credit cards and remittance services. It was founded in 1996 as a vehicle finance company and began banking operations in April 2017. It absorbed Fincare Small Finance Bank in April 2024.
Licences and registrations
Matched by LEI on the 22 tracked registers
None matched by LEI in the 22 tracked registers.
- The tracked registers cover payment, e-money, crypto and money-service firms in 37 countries. Bank licences from national supervisors are not tracked.
Swift network
Swift’s ISO 9362 BIC directory
- BIC
- AUBLINBBXXX head office
- Connection to Swift
- Connected to SwiftThis BIC is registered as a live address on the Swift network. The institution sends and receives Swift messages under AUBLINBB directly.
- Swift GPI
- Not on the member list
- Payment schemes and systems
- No entry in the EPC registers, the ECB T2 and TIPS lists or the SIX Bank Master cites this BIC
- Branch codes
- None: head-office BIC only
- BIC first registered
- 2023-06-10
- Last updated
- 2025-07-20
Overview
Researched 29 Sep 2026 · Sources
Ownership
Publicly listed
Tickers AUBANK · 540611
Institution type
Commercial bank
Trades as AU Small Finance Bank
- Standing
- On 7 August 2025 the Reserve Bank of India gave in-principle approval for the bank to become a universal bank. The final licence was still pending in September 2026. The bank continues to operate as a small finance bank.
- Ownership
- The bank is listed and has no controlling parent; its founder, Sanjay Agarwal, held 15.66% at 31 March 2026, and the promoter group held about 22.7% at June 2026.
- Major shareholder
- Sanjay Agarwal 15.66% · 31 Mar 2026
- Stock listings
- National Stock Exchange of India AUBANK
BSE 540611 - Head office
- CP3-232, Industrial Area, Apparel Park, Jagatpura, 302022 Jaipur, India (registered office: 19-A Dhuleshwar Garden, Ajmer Road, Jaipur 302001, Rajasthan, India)
- Company register
- CIN L36911RJ1996PLC011381 (Ministry of Corporate Affairs, India)
- Former name
- AU Financiers (India) Limited
Business lines
According to its results releases, most of the bank's revenue comes from retail banking, including vehicle finance, secured business loans, mortgages, gold loans and credit cards, and the rest from wholesale banking and treasury.
Online
- Websites & references
- au.bank.in ↗
aubank.in ↗ former domain
Wikipedia ↗ - Official social accounts
- None found
Sources · 15 pages consulted
- au.bank.in
- au.bank.in/about-us/board-of-directors
- au.bank.in/about-us/senior-managerial-personnel
- au.bank.in/business-banking/swift-and-bic
- au.bank.in/support/contact-us
- au.bank.in/pdfs/press-release/2026/Press-Release_AU-Small-Finance-Bank-Announces-Q1FY27-Financial-Re
- au.bank.in/pdfs/quaterly-compliance/2025-26/q4/Shareholding-Pattern-March-2026.pdf
- aninews.in/news/national/general-news/cbi-files-3rd-chargesheet-in-8377504-crore-idfc-amp-au-bank-fr
- businesstoday.in/latest/corporate/story/cbi-arrests-former-idfc-first-bank-au-small-finance-bank-officials
- psuconnect.in/bank-news/au-small-finance-bank-clarifies-media-reports-on-haryana-government-de-mpanelme
- tradebrains.in/indian-markets/au-small-finance-bank-how-important-and-beneficial-is-its-new-universal-ba
- whalesbook.com/news/English/bankingfinance/AU-Small-Finance-Bank-Applies-for-Universal-License-With-Stro
- sg.finance.yahoo.com/news/indias-au-small-finance-bank-135012741.html
- caalley.com/news-updates/indian-news/au-small-finance-bank-gets-rbi-approval-to-become-a-universal-ba
- en.wikipedia.org/wiki/AU_Small_Finance_Bank
Leadership
Researched 29 Sep 2026 · Sources
- Chief executive
-
Sanjay Agarwal
Founder, MD & CEO
- Chair
- Harun Rasid Khan (H. R. Khan) Part Time Chairman & Independent Director
- Chief financial officer
-
Gaurav Jain
Chief Financial Officer
- Executive
-
Vivek Tripathi
Executive Director
- Executive
-
Yogesh Jain
Deputy CEO
Supervisors & regulators
Researched 29 Sep 2026 · Sources
- India
- Reserve Bank of India Central bankPrudential supervisorAML supervisorForeign exchange
Recent events 2 enforcement or investigation items
Researched 29 Sep 2026 · Sources
-
Investigation
The CBI filed a third chargesheet in the Haryana government funds case, naming 19 accused including one official of the bank.
aninews.in ↗ -
Investigation
The CBI arrested a former branch manager of the bank's Mohali branch in the Haryana government fixed-deposit fraud case.
businesstoday.in ↗ -
Leadership
Gaurav Jain became chief financial officer and Vivek Tripathi was appointed executive director.
whalesbook.com ↗ -
Other
The Government of Haryana de-empanelled the bank for state government business after querying transactions on a government account.
psuconnect.in ↗ -
Licence
The Reserve Bank of India granted the bank in-principle approval to become a universal bank.
sg.finance.yahoo.com ↗ -
Merger / acquisition
The bank completed its amalgamation with Fincare Small Finance Bank.
caalley.com ↗
Compliance-relevant events of the last three years, newest first: fines and enforcement, investigations, incidents, leadership changes, mergers and licence changes. Each links to its source.
Identifiers
Head-office record
- BIC
- AUBLINBBXXX
- How the BIC breaks down
- AUBLBank
- INCountry · India
- BBLocation
- XXXBranch · head office
- Branch description
- Not recorded in the directory
- LEI
- 3358006J6L5P5MWKCU97
- LEI record
- View on GLEIF ↗
- How the LEI was matched
- BIC: Mapped to this BIC in the Swift and GLEIF BIC-to-LEI relationship file.
Profile
- Type
- Financial institutionClassified as a financial institution in Swift’s ISO 9362 BIC directory, with no licence on a tracked register. This includes banks that neither the ECB nor the FSB lists, as well as brokers, fund managers, insurers and market infrastructure.
- Regulation
- Not on a tracked registerNo licence or registration was found for this entity on the registers the directory tracks, or on the ECB and FSB bank lists. Most banks are licensed by national supervisors whose registers are not tracked yet. This does not mean that the institution is unregulated.
- Register licences
- None matched by LEI in the 22 tracked registersThe tracked registers cover payment, e-money, crypto and money-service firms in 37 countries. Bank licences from national supervisors are not tracked.
- Country · region
- India · South Asia
- Trading venues (MIC)
- No MIC registered under this LEI list of 2026-09-17
- OFAC sanctions
- No listing cites this BIC
- EU sanctions
- No listing matched this BIC or its LEI
- Country sanctions
- No country programme
Types come from Swift’s BIC classification, the licences on the 22 tracked registers, and the ECB and FSB bank lists. Most banks outside the euro area appear as financial institutions, because their supervisors’ registers are not tracked yet.
No licence or registration was found for this entity on the 22 registers the directory tracks, or on the ECB and FSB bank lists. Most banks are licensed by national supervisors whose registers are not tracked yet. This does not mean that the institution is unregulated.
Ownership and group
GLEIF relationship records
GLEIF’s relationship records name no parent for this LEI, and no group page is published for it.
Addresses
- Registered address
- KANAKIA ZILLION E WING FLOOR 5 JUNCTION OF LBS AND CST MARG MUMBAI 400070 INDIA
- Operational address
- KANAKIA ZILLION E WING FLOOR 5 JUNCTION OF LBS AND CST MARG KURLA WESTKURLA WEST, BKC ANNEX MUMBAI MUMBAI 400070 INDIA
ISO 20022 identification
As an agent in a Swift cross-border payment message (CBPR+)
A CBPR+ message identifies this institution by its BIC, and may add its LEI or a clearing code. CBPR+ does not allow a name and postal address next to a BIC.
- Identified by
- BIC, with its LEI
- Roles in CBPR+
- Any agent, including the instructing and instructed agents
CBPR+
For cross-border payments on Swift: the BIC, with the LEI and clearing code where known
<FinInstnId>
<BICFI>AUBLINBBXXX</BICFI>
<LEI>3358006J6L5P5MWKCU97</LEI>
</FinInstnId>Full record
Every ISO 20022 element the directory holds. Base ISO 20022 allows them together. CBPR+ does not allow a name and address next to a BIC
<FinInstnId>
<BICFI>AUBLINBBXXX</BICFI>
<LEI>3358006J6L5P5MWKCU97</LEI>
<Nm>AU SMALL FINANCE BANK LIMITED</Nm>
<PstlAdr>
<TwnNm>MUMBAI</TwnNm>
<Ctry>IN</Ctry>
<AdrLine>KANAKIA ZILLION E WING FLOOR 5 JUNCTION OF LBS AND CST MARG MUMBAI</AdrLine>
<AdrLine>400070</AdrLine>
</PstlAdr>
</FinInstnId>The BIC, name and address are as published in Swift’s BIC directory. The LEI comes from the Swift and GLEIF BIC-to-LEI file. Check them against your own records before use.
Network
Correspondent banking
The bank publishes 10 accounts at other banks, across 4 regions.
- Own offices
- Correspondent banks: it holds accounts there
Hover over a branch, account or group to see its details
Correspondent accounts
Researched 29 Sep 2026 · Sources
10 accounts at other banks, in 8 currencies, for inward wire transfers, as the bank publishes them: au.bank.in ↗
| Currency | Correspondent | BIC | Account | Directory check |
|---|---|---|---|---|
| USD | JP Morgan Chase Bank, USA United States | CHASUS33 | 2906881172 | Matches the Swift directory |
| USD | Standard Chartered Bank United States | SCBLUS33XXX | 3582028639001 | Matches the Swift directory |
| USD | CITI BANK N.A. United States | CITIUS33XXX | 36469564 | Directory name differs CITIBANK N.A. |
| GBP | CITI BANK N.A. United Kingdom | CITIGB2LXXX | 0015000866 (IBAN GB76CITI18500815000866) | Directory name differs CITIBANK N.A. |
| EUR | SOCIETE GENERALE France | SOGEFRPPXXX | 00101744705 | Matches the Swift directory |
| AED | MASHREQ BANK PSC, Dubai United Arab Emirates | BOMLAEADXXX | 019030000857 | Matches the Swift directory |
| CAD | BANK OF MONTREAL Canada | BOFMCAM2XXX | 31441045820 | Matches the Swift directory |
| JPY | STATE BANK OF INDIA, Tokyo Japan | SBINJPJTXXX | 10130815420001 | Matches the Swift directory |
| CNY | Standard Chartered Bank, HONG KONG Hong Kong SAR China | SCBLHKHHXXX | 36807961880 | Matches the Swift directory |
| SGD | DBS Bank LTD, Singapore Singapore | DBSSSGSGXXX | 0370038997 | Matches the Swift directory |
The SWIFT/BIC web page, linked in the site footer as 'Nostro/ Correspondent Bank details for Fund Transfer', lists wire-transfer instructions by currency. All 10 rows were extracted. The page carries no date. The JPMorgan BIC is printed as 8 characters (CHASUS33); the others have 11. The US dollar entries also give ABA numbers: 021000021 (JPMorgan), 026002561 (Standard Chartered) and 021000089 (Citibank). Each correspondent BIC is checked against the Swift directory: a BIC missing from it, or registered to a differently named bank, may be a typo or out of date. Confirm settlement instructions with the bank before relying on them.
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Sources & method
Every value comes from a public source, such as Swift’s ISO 9362 BIC directory, GLEIF or the OFAC and EU sanctions lists. Most sources are matched on a BIC or an LEI, not on a name.
Swift GPI membership is matched on names and is indicative. A missing sanctions match does not mean that no listing applies. Always screen against the official lists.
The sanctions facts on this page cover the BIC and its LEI only.
An institution is one entry in the directory: a BIC8 in Swift’s directory, or a firm on a tracked register that holds no BIC. Licences held by an institution with a BIC are shown on its page.
Read the methodology →Credits for this page
- Overview, leadership, regulators and events—researched per institution by an AI model with web search, from the institution's own website and reports, regulators, company registers and news. Figures, people and events link to their source, and each card shows the research date. AI research can be wrong or out of date, so check key facts at the source.
- Images—logos and photos from Wikimedia Commons (credited with their author and licence) or from the institution's own website, where Wikimedia has none. Elucidate keeps a copy of each; the links lead to the source and the original image. Sanjay Agarwal: au.bank.in (official website) · original; Gaurav Jain: au.bank.in (official website) · original; Vivek Tripathi: au.bank.in (official website) · original; Yogesh Jain: au.bank.in (official website) · original.
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